龙小宁 教授
来源: | 作者:知识产权研究院办公室 | 发布时间: 2020-12-10 | 7555 次浏览 | 分享到:




电子邮箱:cxlong@xmu.edu.cn


一、个人简介

龙小宁教授,“长江学者”特聘教授,国务院学科评议组成员,China Economic Review 联合主编。西安交通大学管理学学士,对外经济贸易大学国际贸易硕士,美国华盛顿大学(圣路易斯)经济学博士,2001-2011年于Colgate University任教(获终身职),2011年起任厦门大学教授、博导。主要研究领域为制度的经济分析,成果发表于Journal of Law and EconomicsJournal of Public EconomicsJournal of International EconomicsJournal of Economic Behavior and Organization,《经济研究》、《经济学(季刊)》、《管理世界》、《世界经济》等国内外期刊,并合著Foreign Direct Investment in China: Winners and Losers。获斯坦福大学胡佛研究院Glenn Campbell and Rita Ricardo-Campbell国家奖金(2005年)、第六届张培刚发展经济学优秀成果奖2016年),被评为厦门大学我最喜爱的十位老师”(2015)。指导培养过二十余名博士研究生和博士后研究人员,毕业后任教于巴黎经济学院、中山大学、厦门大学等国际、国内高校。

 

荣 誉

l“长江学者”特聘教授(2014年)

l国务院学位委员会学科评议组成员(2014-

l张培刚发展经济学优秀成果奖(2016年)

l百千万工程人才国家级入选者(2015年)

l厦门大“我最喜爱的十位老师”2015年)

l福建省高校领军人才(2013年)

l福建省“百人计划”2012年)

l斯坦福大学胡佛研究院Glenn Campbell and Rita Ricardo-Campbell国家奖金(2005年)

 

教育经历

l1996/07–2001/05Washington University in St. LouisEconomics,博士,导师:Marcus Berliant

l1993/09–1996/06,对外经济贸易大学,国际贸易,硕士,导师:薛荣久

l1989/09–1993/06,西安交通大学,工业外贸,学士

 

工作经历

l2011/08-至今,厦门大学,教授

l2007/07-2011/08Colgate University,经济系,副教授

l2001/07-2007/07Colgate University,经济系,助理教授

教学经历

lLaw and EconomicsXiamen University2012-2020

lIntermediate MacroeconomicsWISEXiamen University2012-2020

lPrinciples of MacroeconomicsWISEXiamen University2011-2013

lCHIN 481: China in TransitionColgate UniversitySpring 2011

lCHIN 482: Topics on Chinese CultureColgate UniversitySpring 2011

lECON 420: Seminar in Law and EconomicsColgate University2003-2009

lECON 320: Law and EconomicsColgate University2002-2010

lECON 219: Economic Reform and Public Policy in Contemporary ChinaColgate University2005-2010

lCORE 165: Core Culture---ChinaColgate University2007-2009

lECON 302: Statistical Analysis for EconomistsColgate University2001-2004

 ECON 508: Mathematics for Economists (Graduate)Washington University1999-2001

lECON 103: Principles of Economics (Micro)Washington UniversitySpring 1999

 

研究领域

Law and economics, economic development, applied microeconomics, Chinese economy

 


二、学术成果(以下链接提取码:long

中文期刊

l“中国版Bayh-Dole Act促进高校创新吗?”,与易巍合作,经济学(季刊),2021年第2期,671-692

l“价格市场化、市场竞争与生产数量——基于中国取消机票价格上限规制的准自然实验研究”,与万威合作,《中国经济问题》,2020年第1期,123-136

l“异地审理、司法独立性与法官裁决——基于广东省江门市司法制度改革的实证研究”,与常延龙、孟磊合作,《经济学(季刊)》,2020年第1期,101-120

l“驰名商标认定机制对企业经营与创新绩效的影响”,与王俊合作,《经济科学》,2020年第2期,61-73

l“在集聚中走向创新——专利生产中的集聚经济效应研究”,与黄小勇合作,《产业经济研究》,2020年第1期,84-98

l“经济增长“绕道”而行了吗?——二级公路收费取消的影响研究”,与万威合作,《经济学(季刊)》,2020年第3期,897-912

l“推行自由裁量权标准能提升执法效果吗?——基于专利行政执法与企业创新的证据”,与林菡馨合作,《经济学(季刊)》,第2020年第3期,1081-1102

l“美国对华反倾销税率的影响因素分析——来自案例数据的证据”,与张靖合作,《国际贸易问题》,2020年第7期,96-110

l“知识产权保护的价值有多大?”,与易巍和林志帆合作,《清华金融评论》,2019年第1期,105-106

l“如何推动科技创新与实体经济发展?”,《经济研究参考》,2019年第2期,120-124.

l“推进高水平对外开放与普惠制改革:成功应对贸易纠纷的根本路径”,《国际贸易问题》,2019年第5期,1-11

l“行业间竞争能否促进价格市场化?——来自中国民航业价格规制放松的证据”,与万威、庞东亮合作,《世界经济》20193期,168-192

l“科技创新与实体经济发展”,《中国经济问题》,2018年第6期,21-30

l“中国的知识产权与创新发展:基于定量研究的讨论”,《当代会计评论》,2018年第11卷第一辑。

l“知识产权保护的价值有多大?——来自中国上市公司专利数据的经验证据”,与易巍、林志帆合作,《金融研究》,2018年第8期,120-136

l“中国境外金融机构促进了对外直接投资吗?”,与张相伟合作,《国际贸易问题》,2018年第5期,108-120

l“美国对华反倾销的出口产品种类溢出效应探究”,与方菲菲和Piyush Chandra合作《世界经济》2018年第576-98

l“中国对外直接投资具有跨越贸易壁垒的动机吗?”,与张相伟合作,《国际贸易问题》,2018年第1109-119

l“专利执行保险的创新激励效应”,与林菡馨合作《中国工业经济》2018年第3期,116-135

l“中国制造业企业的研发创新:基本事实、常见误区与合适计量方法讨论”,与林志帆合作《中国经济问题》2018年第2期,114-135

l“产业集群、技术外溢与企业创新——基于中国工业企业的实证研究”,与莫长炜合作,《厦门大学学报(社哲版)》,2018年第1期,44-54

l“环境规制、企业利润率与合规成本异质性”,与万威合作,《中国工业经济》,2017年第6155-174

l“中国经贸合作新方式---境外经贸合作区”,与李嘉楠、张相伟合作,《中国经济问题》,2016第6期64-81

l“公平竞争与投资增长”,与黄小勇合作《经济研究》,20167月,第7期,147-157

l“转轨背景下官员兼职规制的经济效应”,与张训常、杨进合作《中国工业经济》,20167月,第7期,40-56

l“版权保护能够提升企业绩效吗?——来自德化陶瓷企业的证据”,与王俊合作,经济学动态》, 20166, 6期,26-36

l“法治与改革---基于中国法院系统的历史和实证研究”,与王俊合作,《经济社会体制比较》, 20161, 1期,205-214

l“省级行政区划造成的文化分割会影响区域经济吗?”与高翔合作,《经济学季刊》20161, 2期,647-674

l“交通基础设施与服务业发展——来自县级高速公路和第二次经济普查企业数据的证据”与高翔、杨广亮合作《管理世界》, 20158, 8期,81-96

l“产业集群对企业履约和融资环境的影响”与张晶、张晓波合作,《经济学季刊》,20157月,第14卷,第4期,1563-1590

l“中国专利激增的动因及其质量效应”,与王俊合作《世界经济》2015第6期115-142

l“基于空间计量模型的中国县级政府间税收竞争的实证分析”,与朱艳丽、蔡伟贤、李少民合作《经济研究》,2014第8期41-53

l“中国的产业多元化”,与林毅夫、张晓波合作,《经济学报》2014第2期83-97

l“交通基础设施与制造业企业生产率——来自县级高速公路和中国工业企业数据库的证据”与高翔合作《华中师范大学学报(人文社会科学版)》2014第5期1-18

l“党组织、工人福利和企业绩效:来自中国民营企业的证据”,与杨进合作《经济学报》2014第2期83-97

l“中国司法地方保护主义——基于知识产权案例的研究”,与王俊合作《中国经济问题》2014第3期1-18

l民营企业家社会关系资本对研发投资决策影响的实证研究与陈爽英、井润田和邵云飞合作,《管理世界》2010年第1期,88-97

l所有制类型对我国企业借贷成本的影响及民营企业的应对措施与李懋、柳银军和井润田合作,《管理评论》2009年第9期,77-85+107


英文期刊

l“Memories of Colonial Law: The Inheritance of Human Capital and the Location of Joint-Ventures in Early-Reform China,” with Peter Murrell and Li Yang, China Economic Review, 58, December 2019, pp. 1-32.

l“Public Interest or Regulatory Capture: Theory and Evidence from China’s Airfare Deregulation,” with Kai Li and Wei Wan, Journal of Economic Behavior and Organization, 161, May 2019,pp. 343-365.

l“Horizontal and Vertical Conflict: Experimental Evidence” with Sebastian Galiani, Camila Navajas Ahumada and Gustavo Federico Torrens, Kyklos, 72(2), 2019, pp. 239-269.

l“China’s patent promotion policies and its quality implications” with Jun Wang, Science and Public Policy, 46(1), 2019, pp. 91–104.

l“How to evaluate and respond to IP provisions under the TPP”, Journal of WTO and China, 2018, 8(3), pp. 36-62.

l“What explains Chinese private entrepreneurs' charitable behaviors?—A story of dynamic reciprocal relationship between firms and the government” with Jin Yang, China Economic Review 2016, 40, pp.1-16.

l“How do Firms Respond to Minimum Wage Regulation in Developing Countries? Evidence from Chinese Private Firms” with Jin Yang, China Economic Review 2016, 38, pp.267-284.

l“Collective Leadership, Career Concern, and the Housing Market in China: The Role of Standing Committee,” with Nan Gao & Colin Xu, Review of Development Economics 2016, 20(1),pp. 1-13.

l“Local Judicial Protectionism in China: An Empirical Study of IP Cases,” with Jun Wang, International Review of Law and Economics 2015, 42, pp. 48-59.

l“Institutional Impact of Foreign Direct Investment in China,” with Jin Yang and Jing Zhang, World Development 2015, 66, pp. 31-48.

l“Cultural Border, Administrative Border, and Regional Economic Development: Evidence from Chinese Cities?” with Xiang Gao, China Economic Review 2014, 31, pp.247-264.

l“Productivity Spillovers from FDI in the People’s Republic of China: A Nuanced View,” with Galina Hale and Hirotaka Miura. Asian Development Review 2014, 31(2), pp. 1–32.

l“Anti-dumping Duties and Impact on Exporters: Firm Level Evidence from China,” with Piyush Chandra. World Development 2013, 51,pp.169-186.

l“VAT rebates and export performance in China: Firm-level evidence,” with Piyush Chandra. Journal of Public Economics 2013, 102(1), pp. 13-22.

l“Industry strategic variety and performance: The role of market and institutional forces in the Chinese industrial enterprises”, with Linghua Qin and Runtian Jing. Journal of Management Development 2013, 32(7), pp. 690 - 704.

lWhat do Revolving Door Laws do?” with Marc Law. Journal of Law and Economics 2012, 55(2), pp. 421-436.

l“Patterns of China’s Industrialization: Concentration, Specialization, and Clustering,” with Xiaobo Zhang. China Economic Review 2012, 23(3), pp.593-612.

l“Control Modes and Outcomes of Transformed SOEs in China: An Empirical Test,” with Jun Xia, Shaomin Li, and Justin Tan. Management and Organization Review 2012, 8(2), pp.283-309.

l“Revolving Door Laws and State Public Utility Commissioners,” with Marc Law. Regulation and Governance, 2011, 5(4), pp.405-424.

l“Did Foreign Direct Investment Put an Upward Pressure on Wages in China?” with Galina Hale. IMF Economic Review, 2011, 59(3), pp.404-430.

l“Cluster-Based Industrialization in China: Financing and Performance,” with Xiaobo Zhang. Journal of International Economics, 2011, 84(1), pp.112-123.

lTournaments and Managerial Incentives in China’s Listed Firms: New Evidence” with Takao Kato. China Economic Review, 2011, 22(1), pp. 1-10.

l“Are there Productivity Spillovers from Foreign Direct Investment in China?” with Galina Hale. Pacific Economic Review. 2011, 16(2), pp.135-153.

l“Does the Rights Hypothesis Apply to China?” with Journal of Law and Economics, 2010, November, 53(4), Lead Article.

lForeign Direct Investment and Incentives to Innovate and Imitate” with Irene Brambilla and Galina Hale. Scandinavian Journal of Economics, 2009, December, 111(4), pp.835-861.

l“The Transformation of Collectively Owned Enterprises and its Outcomes in China, 2001-2005” with Jun Xia and Shaomin Li. World Development, 2009, October, 37(10),pp.1651-1662.

l“CEO Turnover, Firm Performance, and Enterprise Reform in China: Evidence from Micro Data,” with Takao Kato. Journal of Comparative Economics, 2006, 34, pp.796-817.

l“Executive Turnover and Firm Performance in China,” with Takao Kato. American Economic Review Papers and Proceedings, 2006, 96(2),pp.363-367.

l“Executive Compensation, Firm Performance, and Corporate Governance in China: Evidence from Firms Listed in the Shanghai and Shenzhen Stock Exchanges,” with Takao Kato. Economic Development and Cultural Change, 2006, 54(4), pp.945-983.

l“Salaries, Plea Rates, and the Career Objectives of Federal Prosecutors,” with Richard Boylan. Journal of Law and Economics, 2005, 48(2): pp.627-651.

l“A Classroom Exercise: Voting by Ballots and Feet,” with Roger Hewett, Charles A. Holt, Georgia Kosmopoulou, Christine Kymn, Shabnam Mousavi, and Sudipta Sarangi. Southern Economic Journal, 2005, 72(1), pp.253-263.

l“Measuring Public Corruption in the American States: A Survey of State House Reporters,” with Richard Boylan. State Policy and Politics Quarterly, 2003, 3(4), pp.420-438.

l“Firm Size and Monitoring,” with Richard Boylan. Economics Bulletin, 2003, 4(34), pp.1-5.


其他学术成果(中文)

l科技创新与实体经济发展”,《建设现代化经济体系研究》(第四章),刘志彪、陈东主编, 201811月,中国财政经济出版社。

l法治经济和法治化的营商环境”,与张兴祥合作,《新编社会主义政治经济学教程》(第十四章),洪银兴主编, 20189月,人民出版社。

l《中国特色社会主义法治经济建设》,与靳涛、赵建、张兴祥合著, 201711月,经济科学出版社。

l中国发展的发展:趋势、原因及成效,与王俊合作,《中国特色社会主义政治经济学重大理论问题研究》,洪银兴主编, 201710月,江苏人民出版社。


其他学术成果(英文)

l“The China experience: An institutional approach, ” as Chapter 15 in edited volume A Research Agenda for New Institutional Economics, 2018,pp.135-143, edited by Claude Ménard and Mary M. Shirley, Edward Elgar Publishing, Cheltenham, UK·Northampton, MA, USA

l“Evaluating patent promotion policies in China: consequences for patent quantity and quality,” with Jun Wang, as Chapter 9 in edited volume Economic Impacts of Intellectual Property-Conditioned Government Incentives, 2016, pp. 235-257, edited by Dan Prud’homme and Hefa Song, Springer Singapore.

lIndustrial Diversification in People's Republic of China,” with Justin Yifu Lin and Xiaobo Zhang, Chapter 8 in collected volume “Development and Modern Industrial Policy in Practice: Issues and Country Experience”, 2014

l“Foreign Direct Investment in China: Winners and Losers” with Galina Hale. World Scientific Publishing Co., 2012.

l“If You Try, You’ll Get By: Chinese Private Firms’ Efficiency Gains from Overcoming Financial Constraints,” with Galina Hale, Chapter 8 in The Evolving Role of China in Global Economy, 2012, pp. 313-341, edited by Yin-Wong Cheung and Jakob de Haan, The MIT Press.

l“What are Sources of Financing for Chinese Firms,” with Galina Hale, Chapter 13 in The Evolving Role of Asia in Global Finance, 2011,pp.313-341, edited by Yin-Wong Cheung, Vakas Kakkar, and Guonan Ma, Emerald Group Publishing Limited. (An earlier version appears in the HKIMR Working Paper Series.)

l“Industrial Clusters and Firm Financing in China,” with Xiaobo Zhang (presented at the Association of Comparative Economics Society, January 2009), International Food Policy Research Institute Discussion Papers (IFPRI DP).

l“Where to Find Positive Productivity Spillovers from FDI in China: Disaggregated Analysis,” with Galina Hale, Hirotaka, Miura, and Theodore Moran, HKIMR Working Paper Series.

l“Negative Effects of Personal Bankruptcy on Home Owners: Lost Homes and Reduced Credit Access.” Conference Proceedings of the Federal Reserve System’s 2005 Research Conference “Promises and Pitfalls.” 2005.


在投论文

l“Grease or Graft: Evidence from Anti-Corruption Campaign in China,” with Xiaoyong Huang

l“The impact of globalization on youth education: Empirical evidence from China’s WTO accession,” with Faqin Lin

l“Privatization, Corruption and Firm Performance: Evidence from Privatizing State-owned and Collectively-owned enterprises in China,” with Jin Yang

l“Economic Autonomy and City Growth in China,” with Yunsen Li and Marc Law

l“Tax Competition among Chinese Counties,” with Weixian Cai and Yanli Zhu

l行政审批改革、中介组织与创新”,与林菡馨合作

l撤销收费站司机会舍近求远吗?,与万威合作

l企业间的技术溢出——来自工业企业数据库的经验证据”,与黄小勇合作

l增值税转型改革是否提高了企业创新及出口?,与方菲菲、杨进合作

l企业创新对出口的影响——基于中国工业企业数据库的研究,与方菲菲、李锴合作

l“授权标准如何影响专利质量?---基于中国《专利法》修改的实证研究”,与黄腾合作

 

工作论文

l“Formal and Informal Financing of Chinese Private Firms over the Decades: The Role of Political Connections, Property Rights, and Firm Size,” with Robert Cull, Lixin Colin Xu, and Jin Yang

l“Labor Regulation, Human Capital, and Economic Complexity: Using Micro Data to Explain the China-India Gap,” with Wei Li and Lixin Colin Xu.

l“Chinese Courts in Transition: Evolution, Causes, and Effects,” with Jun Wang

l“FDI Spillover Effects in Republican Era China,” with Li Yang

 

在研项目

l“Does Infrastructure Development Promote Financial Efficiency? Evidence from High-Speed Rail and Venture Capital Investment in China”, with Jing Zhang

l“Where Have All the Children Gone? Unintended Consequences of Birth Control Policies in China”, with Xiaojia Bao

l“Innovation Network in China,” with Shuheng Lin and Hanxin Lin

l“High-Speed Rail and Patent Citations in China,” with Sifan Zhou and Wei Yi

l“IP Protection in China,” with Jiaming Mao and Na Li

l“Legal Protection for Sale: Evidence from Chinese IP Cases,” with Kung-pin Chen and Na Li

l“Regional Competition in Institutions,” with Yanli Zhu

l“Effects of Urban Management System in China,” with Puyang Sun

 


三、研究项目

l国家自然科学基金委员会(面上项目),科技创新的知识产权保护研究:测量指标构建与最有政策选择,2021/01-2024/1249万,在研,主持

l国家自然科学基金委员会(重大项目),中国制度和文化背景下公司财务政策的理论与实践研究,2019/01-2022/12349.5万,在研,子课题主持

l国家自然科学基金委员会(应急管理项目),中国应对双反调查的策略研究与政策建议,2017/05-2018/0524万,已结题,主持

l商务部政研室,金融机构境外布点对促进境外投资影响的量化分析研究,2016/04-2016/0610万元,已结题,主持

l国家社科基金重大项目,中国特色社会主义政治经济学研究子课题中国特色社会主义法治经济建设(首席专家),2016/01-2017/1260万元,已结题,子课题主持

l中国(福建)自由贸易试验区厦门片区管理委员会项目,《厦门自贸试验区条例》制定与自贸区立法相关问题研究,2015/08-2016/0145万元,已结题,主持

l商务部政研室应急研究项目,金融创新支持企业走出去,2015/05-2015/094.9万元,已结题,主持

l厦门市发改委项目,厦门自贸区对接台湾自经区路径研究,2015/05-2015/1240万元,已结题,参与。

l国家自然科学基金面上项目,71273217,产业政策的微观基础和我国产业结构转型研究:基于产品空间理论的考察,2013/01-2016/1254万元,已结题,主持

l国际粮油组织政策研究所项目,6227-001-43-01 1201-00-43-01,外国直接投资对中国地方就业及赋税的影响,2010/10-2011/061.5万美元,已结题,主持

l世界银行研究项目,00378821-000099,中国和印度的对比:劳动力市场规制和经济复杂性的研究,2010/01-2011/125000美元,已结题,主持

l国际粮油组织政策研究所项目,4021-001-4301 1201-000-4302,中国产业集群与企业融资研究,2008/12-2009/06,1.5万美元,已结题,主持